Enforcement
SEC enforcement actions, insider trading cases, and the policing of securities fraud.
AI Washing: How the SEC Polices Corporate Exaggeration About Artificial Intelligence
The SEC is prosecuting "AI washing" — false or exaggerated claims about AI use by companies and investment advisers. This guide explains the three forms of AI washing, SEC investigation methods, and how investors can verify AI claims.
How the SEC Protects Investors: A Complete Guide to Securities Regulation
The SEC protects investors through mandatory corporate disclosure, enforcement against insider trading and fraud, and oversight of exchanges and broker-dealers. This guide explains the full regulatory architecture.
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